Monday, December 5 2022

Dublin, 22 Feb. 2022 (GLOBE NEWSWIRE) — The “MiFIR & EMIR Reporting – Challenges and Lessons Learnt” course has been added to from ResearchAndMarkets.com offer.

EMIR Trade Reporting has been in effect since February 2014 (with assessment reports 6 months later), with revisions to reporting regulations in 2017. MIFIR Transaction Reporting has been live since January 2018.

This training session covers key challenges faced by banks, brokers, asset managers and hedge funds, key lessons learned from implementing trade and trade reporting, and successfully resolving any issues. problem.

Led by an expert with over 18 years of hands-on industry experience, this workshop covers all aspects of regulatory reporting, from organizational scoping to data validation, data sourcing, identification of counterparties and entities, and the identification of asset classes/instruments – and the resulting impact for Front, Middle and Back Office processes.

what will you learn

  • This workshop covers all aspects of regulatory reporting, from organizational scoping to data validation, data sourcing, identification of counterparties and entities, and identification of asset classes/instruments – and the resulting impact on Front, Middle and Back Office processes
  • Key learnings from the implementation of EMIR over the past 6 years and MIFIR over the past two years, comparison with sell-side and buy-side peers, and resolution of any open questions.
  • Concrete examples of good practices, post-implementation issues and successful corrective actions
  • Regulatory guidance from FCA, CSSF, ESMA and other local regulators
  • Understand the major impacts on US, EMEA, and APAC institutions, as well as the new regulatory reporting landscape

Main topics covered during this training

  • Regulatory context for the two regimes
  • Scope of entities, counterparties, asset classes
  • Main reporting requirements for MiFIR and EMIR
  • Data definitions and validations
  • Field Analysis – Instrument, Product, Entity and Personal Data
  • Systems and controls
  • Implications for European and Global Investment Banks and Asset Managers
  • Global regulatory reports
  • Implementation challenges

Course agenda:

PART I: Reporting of MiFIR transactions

Context and scope of the regulations

  • MIFID II/MIFIR and MAR – Market Transparency, Market Abuse and Transaction Reporting
  • Entities and transactions concerned, ARM

Key Reporting Requirements

  • Negotiation ability
  • Defining trade execution
  • Trade Lifecycle Scenarios, Order Transmission
  • Reporting exemptions and reportable instruments

Field analysis and reference data

  • Instrument and underlying identifiers (ISIN, CUSIPS), using ANNA DSB
  • Product Unique Identifiers (UPI)
  • Trade economics, LEI and identification of counterparties
  • Personal data requirements

Key Considerations

  • Systems and Controls – Regulatory Obligations, Reconciliations with ARM
  • Global Regulatory Reports – Dodd Frank, HKMA, SFC, ASIC, JFSA, SFTR

PART II: EMIR business reports

Context and scope of the regulations

  • Introduction to EMIR – OTC Derivatives, Central Clearing, CCP, TR
  • Regulatory factors, Entities concerned, Financial and non-financial counterparties

Key Reporting Requirements

  • Transaction and position reports
  • Types of business lifecycle actions
  • OTC, Cleared and Listed Derivative scenarios
  • Reconciliation with counterparty reporting
  • Specific asset classes – FX, energy, commodities

Field analysis and reference data

  • Generating and Matching Unique Commercial Identifiers (UTIs)
  • Unique Product Identifiers (UPI) ISIN, Alternate Identifiers
  • Trade economics, warranty and valuation data, confirmation details

Key Considerations

  • Systems and Controls – Regulatory Obligations, Inter TR Reconciliation
  • Global Regulatory Reports – Dodd Frank, HKMA, SFC, ASIC, JFSA, SFTR

For more information on this training visit https://www.researchandmarkets.com/r/h3bwny

About ResearchAndMarkets.com
ResearchAndMarkets.com is the world’s leading source for international market research reports and market data. We provide you with the latest data on international and regional markets, key industries, top companies, new products and the latest trends.


        
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